Ethics & Compliance
Our Commitment to Legal Ethics and Professional Standards
LION Litigation Intelligence & Communications operates under the highest ethical standards, ensuring all activities comply with legal ethics requirements and professional conduct rules. We understand that maintaining attorney-client privilege, confidentiality, and ethical boundaries is paramount in litigation support.
Ethical Framework
Legal Ethics Compliance
All activities comply with applicable legal ethics rules including Model Rules of Professional Conduct
No unauthorized practice of law - We provide intelligence and communications support, not legal advice
Attorney work product protection - All deliverables are prepared to qualify for attorney work product privilege
Conflict of interest protocols - Comprehensive screening procedures prevent conflicts across engagements
Transparency and Accountability
Complete transparency with client legal teams regarding methodologies and sources
No manufactured content - We focus on factual analysis and truth-based narrative development
Clear documentation of all intelligence gathering and analysis activities
Regular compliance reviews conducted by external ethics counsel
Information Gathering Standards
Lawful Information Collection
Publicly available information only - No hacking, illegal surveillance, or unauthorized access
Respect for privacy boundaries - All intelligence gathering respects individual privacy rights
No deceptive practices - No impersonation, fraud, or misrepresentation in information gathering
Source verification - Multiple source confirmation required for sensitive intelligence
Data Security and Confidentiality
Attorney-client privilege protection throughout all engagements
SOC 2 Type II compliance for data security and processing
Encrypted communications for all client interactions and deliverables
Secure data destruction protocols when engagements conclude
Professional Conduct Standards
Client Relationships
Independent judgment - Our analysis and recommendations are free from outside influence
Competent representation - Only qualified professionals handle client matters within their expertise
Prompt communication - Regular updates and immediate notification of significant developments
Fee transparency - Clear, documented fee arrangements with detailed scope of services
Opposition and Third Party Relations
Professional courtesy extended to all parties in litigation
No harassment or intimidation of opposing parties, witnesses, or third parties
Truthful communications in all interactions with media, regulatory bodies, and stakeholders
Respect for judicial process - All activities support rather than undermine legal proceedings
Regulatory Compliance
Data Protection and Privacy
GDPR compliance for processing of EU personal data
State privacy law compliance including CCPA and other applicable regulations
Sector-specific regulations adherence (HIPAA, financial services regulations, etc.)
Cross-border data transfer protections when applicable
Industry Standards
Professional association membership and adherence to industry standards
Continuing education requirements for all team members
Industry certification maintenance for relevant specializations
Best practice implementation based on evolving industry standards
Quality Assurance and Oversight
Internal Controls
Multi-level review of all intelligence analysis and strategic recommendations
Ethics officer oversight for sensitive or complex ethical questions
Regular training on legal ethics and professional conduct for all team members
Documentation protocols ensuring complete records of all activities
External Validation
Independent ethics review by qualified legal ethics counsel
Professional liability insurance covering all service offerings
Client reference verification available upon request
Industry peer review participation in professional organizations
Specific Ethical Commitments
Intelligence Activities
No illegal surveillance or unauthorized information gathering
Source protection for confidential informants when ethically appropriate
Accurate reporting without speculation or unsubstantiated claims
Context preservation ensuring intelligence is not taken out of context
Communications Activities
Truth-based messaging - All communications based on verified facts
No astroturfing or creation of false grassroots movements
Attribution accuracy - Proper identification of message sources when required
Regulatory compliance with FTC, FCC, and other applicable communications regulations
Strategic Response Activities
Proportional response - Strategic responses proportionate to identified threats
Legal boundary respect - All response activities within legal and ethical bounds
Stakeholder consideration - Impact on all legitimate stakeholders considered
Escalation protocols for activities requiring additional ethical review
Reporting and Accountability
Ethics Hotline
Confidential reporting mechanism for ethical concerns:
24/7 ethics contact for urgent ethical questions
Anonymous reporting options for sensitive issues
No retaliation policy for good faith ethics reporting
Prompt investigation and resolution of all reported concerns
Regular Reporting
Quarterly ethics reviews with client teams
Annual compliance certification by external counsel
Incident reporting for any ethical concerns or violations
Continuous improvement based on lessons learned and industry developments
Contact for Ethics Questions
24/7 Ethics Contact: ethics@lionlitigation.com
For any questions about our ethical standards, compliance procedures, or specific ethical concerns related to your engagement, please contact our ethics team immediately.
This Ethics & Compliance framework is reviewed annually and updated to reflect evolving legal standards, industry best practices, and regulatory requirements. Last updated: August 18, 2025